J. Brad Wiggins
Corporate Lawyer
Brad Wiggins assists clients with a wide variety of securities law, corporate finance and capital markets matters. He has broad experience, both as a former SEC staff attorney in Washington, D.C. and as a private practitioner.
Mr. Wiggins assists clients with registered and exempt securities offerings, 1934 Act periodic reports and proxy statements, going public and going private transactions, mergers and acquisitions, corporate governance counseling, securities exchange listing and compliance, beneficial ownership reports, restricted stock transfers, Section 16 compliance and other securities and related corporate and commercial law matters. Mr. Wiggins also serves as OTCQX Sponsor for U.S. and Canadian companies applying to trade on the OTCQX and OTCQB markets.
Early in his career, Mr. Wiggins was an attorney adviser and senior branch attorney in the SEC’s Division of Corporation Finance in Washington, D.C., where he reviewed and processed SEC filings made by retail companies, chemical and mining companies, and holding companies in the financial services industry. Prior to that he served as a legal editor and writer for BNA’s Corporate Practice Series and Washington Memorandum (later renamed Corporate Counsel Weekly) in Washington, D.C.
Mr. Wiggins left the SEC to join the Los Angeles office of Shea & Gould, a New York based national law firm. He then moved to Miller & Holguin, where he became a partner and Chair of the firm’s Cross-Border Practice Group. In 2006, attorneys from Miller & Holguin combined with another Southern California firm to form Theodora Oringher Miller & Richman PC, where Mr. Wiggins was a senior attorney and Chair of the firm’s Cross-Border Transactional Practice Group. In 2009 Mr. Wiggins founded SecuritiesLawUSA, now headquartered in Washington, D.C.
Mr. Wiggins earned his J.D. degree at BYU’s J. Reuben Clark Law School, where he served as a Law Review Associate Editor, for which he received an exceptional service commendation. He earned an LL.M. degree in Securities Regulation at the Georgetown University Law Center in Washington, D.C.
Mr. Wiggins is a member of the District Columbia Bar (Corporation, Finance and Securities Law Community), the State Bar of California (Business Law Section), and the Los Angeles County Bar Association (Business & Corporations Section).
SecuritiesLawUSA, PC
SecuritiesLawUSA, PC is a law firm that provides U.S. securities law representation to:
- Issuers of securities based in the United States, Canada, Europe, Australia and elsewhere
- Individual directors, officers and investors
- Underwriters, agents and broker-dealers
- Investment advisers and private equity funds
- Other attorneys and their clients
We assist our clients with registered public offerings, exempt private offerings, 1934 Act periodic reports and proxy statements, going public and going private transactions, venture capital and private equity, mergers and acquisitions, tender offers / takeover bids, corporate governance counseling, securities exchange listing and compliance, beneficial ownership reports, restricted stock transfers, Section 16 compliance, and securities litigation support, and related securities, corporate and commercial law services.
We work with Canadian and other foreign issuers and their agents and underwriters in making private offerings to U.S. investors pursuant to Rule 506 of Regulation D and Rule 144A, while ensuring that securities sold to investors outside of the United States comply with Rule 903 of Regulation S. We also help ensure that cross-border mergers and acquisitions and takeover bids comply with U.S. securities law exemptions. We help foreign issuers with their SEC periodic reporting requirements and in listing their securities on a U.S. exchange or developing an active OTC trading market in the United States.
Our Mission
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