Welcome

SecuritiesLawUSA, PC is a law firm with offices in Southern California and Washington, D.C. that provides U.S. securities law representation to:

• Issuers of securities based in the United States, Canada, Europe and elsewhere
• Individual directors, officers and investors
• Underwriters, agents and broker-dealers
• Investment advisers and private equity funds
• Other attorneys and their clients

U.S. Securities Counsel: We assist our clients with registered public offerings, exempt private offerings, 1934 Act periodic reports and proxy statements, going public and going private transactions, mergers and acquisitions, tender offers/takeover bids, corporate governance counseling, securities exchange listing and compliance, beneficial ownership reports, restricted stock transfers, Section 16 compliance, and securities litigation support, and related securities, corporate and commercial law services.

Cross-Border Expertise: We work with Canadian and other foreign issuers and their agents and underwriters in making private offerings to U.S. investors pursuant to Rule 506 of Regulation D and Rule 144A, while ensuring that securities sold to investors outside of the United States comply with Rule 903 of Regulation S. We also help ensure that cross-border mergers and acquisitions and takeover bids comply with U.S. securities law exemptions. We help foreign issuers with their SEC periodic reporting requirements and in listing their securities on a U.S. exchange or developing an active OTC trading market in the United States. We have worked with many Canadian law firms on matters involving their clients, including:

• Anfield Sujir Kennedy & Durno LLP
• Blake, Cassels & Graydon LLP
• Borden Ladner Gervais LLP
• Bull, Housser & Tupper LLP
• Cassels Brock & Blackwell LLP
• Clark Wilson LLP
• Dumoulin Black LLP
• Fasken Martineau Dumoulin LLP
• Fraser Milner Casgrain LLP
• Heenan Blaikie LLP
• Irwin Lowy LLP
• Lawson Lundell LLP
• McCullough O’Connor Irwin LLP
• McMillan LLP
• Miller Thomson LLP
• Sangra Moller LLP
• Stikeman Elliott LLP
• Vector Corporate Finance Lawyers LLP
• WeirFoulds LLP
• Wildeboer Dellelce LLP

OTCQX Sponsorship: We are also one of a select group of U.S. law firms qualified to serve as the OTCQX Principal American Liaison (PAL) or Designated Adviser for Disclosure (DAD) for companies that qualify to have their securities traded in the OTCQX platform–the premier tier of the over-the-counter market in the United States. We serve as the PAL sponsor for the following companies:

• Magellan Minerals Ltd. (MAGNF)
• Spectral Diagnostics, Inc. (DIAGF)
• San Leon Energy Plc (SLGYY)
• Endeavour Mining Corporation (EDVMF)
• Sunward Resources Ltd. (SNWRF)
• Red Eagle Mining Corporation (RDEMF)
• Ridgemont Iron Ore Corp. (RIOOF)
• Brazil Resources Inc. (BRIZF)
• Encanto Potash Corp. (ENCTF)
• American Bonanza Gold Corp. (ABGFF)
• Excelsior Mining Corp. (EXMGF)
• Oceanic Iron Ore Corp. (FEOVF)
• Catalyst Copper Corp. (CATXF)

The first company that we helped qualify to trade on OTCQX, Alderon Iron Ore Corp., used OTCQX as a stepping stone to prepare for listing on a U.S. national securities exchange. Alderon’s shares were listed on NYSE Amex (AXX) on March 9, 2012.

We invite you to learn more about us, our expertise and our services by reviewing the information on this website.

LEGAL SERVICES

OFFICES

Los Angeles
Watt Plaza
1875 Century Park East, 6th Floor
Los Angeles, California 90067
Tel (310) 407-8626
Fax (661) 296-0447

Washington, D.C.
The Willard Office Building
1455 Pennsylvania Avenue, NW
Suite 400, PMB204
Washington, D.C. 20004
Tel (202) 261-0660
Fax (661) 296-0447

Administrative Office
28631 Lapine Avenue
Santa Clarita, California 91390
Tel (661) 713-6843
Fax (661) 296-0447